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CHART INDUSTRIES INC Director's Dealing 2023

Jan 5, 2023

30669_dirs_2023-01-05_111dce33-a3ad-490a-a946-f7feea9455a5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2023-01-03

Reporting Person: Evanko Jillian C. (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-03 Common stock, par value $0.01 per share A 9820 Acquired 94808 Direct
2023-01-03 Common stock, par value $0.01 per share F 1317 $114.93 Disposed 93491 Direct
2023-01-03 Common stock, par value $0.01 per share F 571 $114.93 Disposed 92920 Direct
2023-01-04 Common stock, par value $0.01 per share F 1450 $119.19 Disposed 91470 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-03 Stock Option (Right to Buy) $114.93 A 17370 Acquired 2033-01-03 Common Stock (17370.0) Direct

Footnotes

F1: These restricted share units were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.

F2: The reporting person surrendered 1,317 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F3: The reporting person surrendered 571 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F4: The reporting person surrendered 1450 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F5: These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.