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CHART INDUSTRIES INC — Director's Dealing 2010
Jan 6, 2010
30669_dirs_2010-01-06_456e18a8-b839-4ca6-9b27-289053c637d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2010-01-04
Reporting Person: Webster Kenneth J (CAO and Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-04 | Stock Option (Right to Buy) | $17.03 | A | 3860 | Acquired | 2020-01-04 | Common Stock (3860) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.74 | 2017-08-02 | Common Stock (1300) | 1300 | Direct |
| Stock Option (Right to Buy) | $30.95 | 2018-01-02 | Common Stock (2240) | 2240 | Direct |
| Stock Option (Right to Buy) | $11.00 | 2019-01-02 | Common stock (3360) | 3360 | Direct |
Footnotes
F1: No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
F2: These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F3: These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F4: These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F5: These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.