SCHWAB CHARLES CORP — Earnings Release 2014

Oct 15, 2014

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington , D.C. 20549

FORM 8-K

C URRENT REPORT

P ursuant to Section 13 or 15(d) of T he Securities Ex c hange Act of 1934

Date of Report (Date of earliest event reported) : October 15 , 201 4

T he C harles S chwab Corporation

(Exact name of registrant as specified in its charter)

Commission File Number: 1-9700

Delaware (State or other jurisdiction of incorporation) 94-3025021 (I.R.S. Employer Identification No.)

211 Main Street, San Francisco , CA 9410 5

(Address of principal executive offices, including zip code)

(415) 667 -7000

( Registrant’s telephone number, including area code )

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions :

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 Results of Operations and Financial Condition

On October 15 , 2014 , The Charles Schwab Corporation issued a press release announcing its financial results for the quarter ended September 30 , 2014 . A copy of the press release is furnished as Exhibit 99.1 to this report.

Item 9.01 Financial Statements and Exhibits

(d)	Exhibits
99.1	Press Release dated October 15 , 2014 (“Schwab Reports Third Quarter Net Income Up 11 % Year - Over - Year – Year-to-Date Earnings of $ 971 Million Highest in Company History – Net New Assets Total $ 34.7 Billion ”)

S ignature(s)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its beha lf by the undersigned hereunto duly authorized.

THE CHARLES SCHWAB CORPORATION — /s/ Joseph R. Martinetto
Joseph R. Martinetto
Executive Vice President and Chief Financial Officer

Exhibit Index

Exhibit No.	Description
Ex 99.1	Press Release dated October 15 , 2014 (“ Schwab Reports Third Quarter Net Income Up 11 % Year - Over - Year – Year-to-Date Earnings of $ 971 Million Highest in Company History – Net New Assets Total $ 34.7 Billion ”)