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SCHWAB CHARLES CORP — Director's Dealing 2024
Aug 2, 2024
10451_dirs_2024-08-02_d9eec9b0-d896-48f7-b14a-f7f1f63609ad.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-07-24
Reporting Person: Woolway Paul V (MD, Chief Banking Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25153 | Direct |
| Common Stock | 63036.9152 | Indirect |
| Common Stock | 7106 | Indirect |
| Common Stock | 1138.624 | Indirect |
| Common Stock | 1138.624 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $52.05 | 2028-03-01 | Common Stock (31767) | Direct | |
| Nonqualified Stock Option (right to buy) | $46.81 | 2029-03-01 | Common Stock (20260) | Direct | |
| Nonqualified Stock Option (right to buy) | $41.98 | 2030-03-02 | Common Stock (25841) | Direct | |
| Nonqualified Stock Option (right to buy) | $64.10 | 2031-03-01 | Common Stock (25433) | Direct | |
| Nonqualified Stock Option (right to buy) | $77.86 | 2032-03-01 | Common Stock (17890) | Direct | |
| Nonqualified Stock Option (right to buy) | $77.41 | 2033-03-01 | Common Stock (19152) | Direct | |
| Nonqualified Stock Option (right to buy) | $66.47 | 2034-03-01 | Common Stock (22002) | Direct |
Footnotes
F1: The reported holding comprises 7,495 performance-based restricted stock units granted under the company's 2013 Stock Incentive Plan and 17,658 performance-based restricted stock units granted under the company's 2022 Stock Incentive Plan, all of which vest in four equal annual installments beginning on the first anniversary of the grant date.
F2: This information is based on a plan statement as of July 18, 2024.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
F4: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
F5: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.