SCHWAB CHARLES CORP — Director's Dealing 2021

Jan 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-01-06

Reporting Person: Craig Jonathan M. (Senior EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-06	Common Stock	M	3814.0000	$22.6700	Acquired	3814.0000	Indirect
2021-01-06	Common Stock	M	3502.0000	$23.1200	Acquired	7316.0000	Indirect
2021-01-06	Common Stock	S	3502.0000	$56.9731	Disposed	3814.0000	Indirect
2021-01-06	Common Stock	S	3814.0000	$54.9938	Disposed	0.0000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-06	Nonqualified Stock Option (right to buy)	$22.6700	M	3814.0000	Disposed	2023-08-01	Common Stock (3814.0000)	Direct
2021-01-06	Nonqualified Stock Option (right to buy)	$23.1200	M	3502.0000	Disposed	2023-11-01	Common Stock (3502.0000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $56.97 to $56.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $54.99 to $55.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.