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SCHWAB CHARLES CORP — Director's Dealing 2021
Feb 4, 2021
10451_dirs_2021-02-04_7aff91d9-cd53-4817-b56a-82f426e46582.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-02-03
Reporting Person: SCHWAB CHARLES R (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-03 | Common Stock | M | 126812.0000 | $18.6600 | Acquired | 88098597.0000 | Indirect |
| 2021-02-03 | Common Stock | S | 6480.0000 | $54.8068 | Disposed | 88092117.0000 | Indirect |
| 2021-02-03 | Common Stock | S | 17500.0000 | $54.8070 | Disposed | 88074617.0000 | Indirect |
| 2021-02-03 | Common Stock | S | 126812.0000 | $54.8133 | Disposed | 87947805.0000 | Indirect |
| 2021-02-04 | Common Stock | M | 147992.0000 | $15.0500 | Acquired | 88095797.0000 | Indirect |
| 2021-02-04 | Common Stock | S | 147992.0000 | $54.0973 | Disposed | 87947805.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-03 | Nonqualified Stock Option (right to buy) | $18.6600 | M | 126812.0000 | Disposed | 2021-03-01 | Common Stock (126812.0000) | Direct |
| 2021-02-04 | Nonqualified Stock Option (right to buy) | $15.0500 | M | 147992.0000 | Disposed | 2021-08-01 | Common Stock (147992.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 32409941.0000 | Indirect |
| Common Stock | 420425.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $54.54 to $55.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $54.54 to $55.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $54.525 to $55.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.325. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.