AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2021
Feb 17, 2021
10451_dirs_2021-02-17_27c8599c-6615-425d-bab1-938fe6f7b0f5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-02-16
Reporting Person: Haraf William S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 7866.0000 | $28.9600 | Acquired | 38838.0000 | Direct |
| 2021-02-16 | Common Stock | S | 7866.0000 | $61.2501 | Disposed | 30972.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Nonqualified Stock Option (right to buy) | $28.9600 | M | 7866.0000 | Disposed | 2026-05-19 | Common Stock (7866.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $61.245 to $61.255. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 5/19/2017.
More from SCHWAB CHARLES CORP
Regulatory Filings
2026
May 22
Regulatory Filings
2026
May 21
Prospectus
2026
May 20
Regulatory Filings
2026
May 18
Prospectus
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Regulatory Filings
2026
Apr 22
Prospectus
2026
Apr 22
Regulatory Filings
2026
Apr 20