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SCHWAB CHARLES CORP Director's Dealing 2021

Feb 25, 2021

10451_dirs_2021-02-24_6c8bf4f6-8197-4ebf-8e70-1988f768e595.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-02-24

Reporting Person: Morgan Peter J. III (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-24 Common Stock M 6828.0000 $44.2400 Acquired 15186.0000 Direct
2021-02-24 Common Stock M 4405.0000 $46.3900 Acquired 19591.0000 Direct
2021-02-24 Common Stock M 3379.0000 $31.6500 Acquired 22970.0000 Direct
2021-02-24 Common Stock S 14612.0000 $64.1073 Disposed 8358.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-24 Nonqualified Stock Option (right to buy) $31.6500 M 3379.0000 Disposed 2026-11-01 Common Stock (3379.0000) Direct
2021-02-24 Nonqualified Stock Option (right to buy) $44.2400 M 6828.0000 Disposed 2027-11-01 Common Stock (6828.0000) Direct
2021-02-24 Nonqualified Stock Option (right to buy) $46.3900 M 4405.0000 Disposed 2028-11-01 Common Stock (4405.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 142.0990 Indirect
Common Stock 1015.0000 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $63.98 to $64.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.