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SCHWAB CHARLES CORP — Director's Dealing 2021
Apr 26, 2021
10451_dirs_2021-04-26_4096266e-2a60-4769-b1b5-dcb5797968da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-04-23
Reporting Person: SCHWAB CHARLES R (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Common Stock | M | 123967.0000 | $13.9100 | Acquired | 86049519.0000 | Indirect |
| 2021-04-23 | Common Stock | S | 123967.0000 | $66.5655 | Disposed | 85925552.0000 | Indirect |
| 2021-04-23 | Common Stock | S | 125000.0000 | $66.5659 | Disposed | 85800552.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Nonqualified Stock Option (right to buy) | $13.9100 | M | 123967.0000 | Disposed | 2022-03-01 | Common Stock (123967.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 32409941.0000 | Indirect |
| Common Stock | 420425.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $66.295 to $66.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $66.305 to $66.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.