Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SCHWAB CHARLES CORP Director's Dealing 2021

Apr 29, 2021

10451_dirs_2021-04-29_5c4af3bd-5aca-457f-a165-910d2d5dc040.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-04-29

Reporting Person: Morgan Peter J. III (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-29 Common Stock M 7321.0000 $41.9800 Acquired 15679.0000 Direct
2021-04-29 Common Stock S 7321.0000 $70.8514 Disposed 8358.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-29 Nonqualified Stock Option (right to buy) $41.9800 M 7321.0000 Disposed 2030-03-02 Common Stock (7321.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 142.1520 Indirect
Common Stock 1015.0000 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $70.68 to $70.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.