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SCHWAB CHARLES CORP — Director's Dealing 2021
Apr 30, 2021
10451_dirs_2021-04-29_c3143ce3-1dc1-4437-b0f2-269b648fef36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-04-29
Reporting Person: MARTINETTO JOSEPH R (Senior EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-29 | Common Stock | M | 119905.0000 | $26.3900 | Acquired | 344989.0000 | Indirect |
| 2021-04-29 | Common Stock | M | 105295.0000 | $30.1700 | Acquired | 450284.0000 | Indirect |
| 2021-04-29 | Common Stock | M | 30121.0000 | $31.4400 | Acquired | 480405.0000 | Indirect |
| 2021-04-29 | Common Stock | S | 255321.0000 | $71.6958 | Disposed | 225084.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Nonqualified Stock Option (right to buy) | $31.4400 | M | 30121.0000 | Disposed | 2025-06-01 | Common Stock (30121.0000) | Direct |
| 2021-04-29 | Nonqualified Stock Option (right to buy) | $26.3900 | M | 119905.0000 | Disposed | 2026-03-01 | Common Stock (119905.0000) | Direct |
| 2021-04-29 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 105295.0000 | Disposed | 2025-03-02 | Common Stock (105295.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 645.0090 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $71.41 to $72.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 6/01/2016.
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