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SCHWAB CHARLES CORP — Director's Dealing 2021
May 28, 2021
10451_dirs_2021-05-28_6cc5b42f-eec0-4b54-9171-d0cfca6ffc6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-05-28
Reporting Person: SARIN ARUN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Stock | M | 14345.0000 | $19.2100 | Acquired | 30810.0000 | Indirect |
| 2021-05-28 | Common Stock | M | 5500.0000 | $25.0100 | Acquired | 36310.0000 | Indirect |
| 2021-05-28 | Common Stock | S | 19845.0000 | $73.7490 | Disposed | 16465.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Nonqualified Stock Option (right to buy) | $25.0100 | M | 5500.0000 | Disposed | 2024-05-19 | Common Stock (5500.0000) | Direct |
| 2021-05-28 | Nonqualified Stock Option (right to buy) | $19.2100 | M | 14345.0000 | Disposed | 2023-05-20 | Common Stock (14345.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4997.0000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $73.68 to $73.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 5/19/2015.
F3: The date first exercisable is 5/20/2014.
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