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SCHWAB CHARLES CORP — Director's Dealing 2021
Aug 25, 2021
10451_dirs_2021-08-24_35364518-3428-4e54-a3b7-d6135ccb6ebd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-08-23
Reporting Person: SNEED PAULA A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-23 | Common Stock | M | 10511.0000 | $25.0100 | Acquired | 125082.1605 | Indirect |
| 2021-08-23 | Common Stock | M | 8548.0000 | $31.2100 | Acquired | 133630.1605 | Indirect |
| 2021-08-23 | Common Stock | M | 7866.0000 | $28.9600 | Acquired | 141496.1605 | Indirect |
| 2021-08-23 | Common Stock | S | 26925.0000 | $72.4781 | Disposed | 114571.1605 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-23 | Nonqualified Stock Option (right to buy) | $31.2100 | M | 8548.0000 | Disposed | 2025-05-15 | Common Stock (8548.0000) | Direct |
| 2021-08-23 | Nonqualified Stock Option (right to buy) | $25.0100 | M | 10511.0000 | Disposed | 2024-05-19 | Common Stock (10511.0000) | Direct |
| 2021-08-23 | Nonqualified Stock Option (right to buy) | $28.9600 | M | 7866.0000 | Disposed | 2026-05-19 | Common Stock (7866.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4997.0000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $72.40 to $72.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 5/15/2016.
F3: The date first exercisable is 5/19/2015.
F4: The date first exercisable is 5/19/2017.
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