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SCHWAB CHARLES CORP — Director's Dealing 2021
May 19, 2021
10451_dirs_2021-05-19_f4159dc8-7e47-4e9e-bcf0-a0c62ea74e26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-05-17
Reporting Person: Ricketts Todd M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-17 | Common Stock | A | 1529.0000 | $0.0000 | Acquired | 205929.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-17 | Nonqualified Stock Option (right to buy) | $73.0000 | A | 4390.0000 | Acquired | 2031-05-17 | Common Stock (4390.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7867.0000 | Indirect |
| Common Stock | 295320.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
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