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SCHWAB CHARLES CORP — Director's Dealing 2021
May 11, 2021
10451_dirs_2021-05-11_87ebc879-3a4d-43e7-85d3-43ddbaf885ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2021-05-10
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 20483.0000 | $27.4500 | Acquired | 228397.0220 | Direct |
| 2021-05-10 | Common Stock | S | 20483.0000 | $72.4788 | Disposed | 207914.0220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Nonqualified Stock Option (right to buy) | $27.4500 | M | 20483.0000 | Disposed | 2024-08-01 | Common Stock (20483.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6279.1680 | Indirect |
| Common Stock | 2569.0000 | Indirect |
| Common Stock | 2412.2908 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $72.47 to $72.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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