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SCHWAB CHARLES CORP — Director's Dealing 2020
Jan 15, 2020
10451_dirs_2020-01-15_86440d9e-d10b-4173-afb9-f91b6746db06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-01-15
Reporting Person: Craig Jonathan M. (Senior EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-15 | Common Stock | M | 3162.0000 | $12.8800 | Acquired | 3162.0000 | Indirect |
| 2020-01-15 | Common Stock | S | 3162.0000 | $47.3270 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-15 | Nonqualified Stock Option (right to buy) | $12.8800 | M | 3162.0000 | Disposed | 2022-10-01 | Common Stock (3162.0000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $47.16 to $47.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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