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SCHWAB CHARLES CORP — Director's Dealing 2020
Jan 31, 2020
10451_dirs_2020-01-31_898f4f1e-3a76-416b-9ef9-387a09e9dbbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-01-30
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-30 | Common Stock | M | 112360.0000 | $18.2500 | Acquired | 75006981.0000 | Indirect |
| 2020-01-30 | Common Stock | S | 112360.0000 | $47.2361 | Disposed | 74894621.0000 | Indirect |
| 2020-01-30 | Common Stock | S | 215000.0000 | $47.1602 | Disposed | 74679621.0000 | Indirect |
| 2020-01-31 | Common Stock | G | 107850.0000 | $0.0000 | Disposed | 74571771.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-30 | Nonqualified Stock Option (right to buy) | $18.2500 | M | 112360.0000 | Disposed | 2020-03-01 | Common Stock (112360.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 32609941.0000 | Indirect |
| Common Stock | 16073345.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $47.175 to $47.275. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $47.14 to $47.215. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.