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SCHWAB CHARLES CORP — Director's Dealing 2020
Mar 16, 2020
10451_dirs_2020-03-16_0dd641f7-0711-495b-91bc-30ffbde0cab6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-03-13
Reporting Person: WALTHER ROGER O (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-13 | Common Stock | M | 14345.0000 | $19.2100 | Acquired | 300220.2536 | Indirect |
| 2020-03-13 | Common Stock | M | 11344.0000 | $17.6200 | Acquired | 311564.2536 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-13 | Nonqualified Stock Option (right to buy) | $17.6200 | M | 11344.0000 | Disposed | 2021-05-19 | Common Stock (11344.0000) | Direct |
| 2020-03-13 | Nonqualified Stock Option (right to buy) | $19.2100 | M | 14345.0000 | Disposed | 2023-05-20 | Common Stock (14345.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13771.0000 | Direct |
| Common Stock | 31772.2472 | Indirect |
Footnotes
F1: The date first exercisable is 05/19/2012.
F2: The date first exercisable is 05/20/2014.
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