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SCHWAB CHARLES CORP — Director's Dealing 2020
Jan 17, 2020
10451_dirs_2020-01-17_e0faec76-9a8f-4ca7-8151-ee8b2172e66f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-01-16
Reporting Person: Craig Jonathan M. (Senior EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-16 | Common Stock | M | 3153.0000 | $16.4000 | Acquired | 3153.0000 | Indirect |
| 2020-01-16 | Common Stock | S | 3153.0000 | $49.0000 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-16 | Nonqualified Stock Option (right to buy) | $16.4000 | M | 3153.0000 | Disposed | 2023-03-01 | Common Stock (3153.0000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.
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