SCHWAB CHARLES CORP — Director's Dealing 2020

Jun 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2020-06-04

Reporting Person: Craig Jonathan M. (Senior EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-04	Common Stock	M	3163.0000	$12.8800	Acquired	10935.0000	Indirect
2020-06-04	Common Stock	S	3163.0000	$40.0013	Disposed	7772.0000	Indirect
2020-06-04	Common Stock	S	7772.0000	$40.0262	Disposed	0.0000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-04	Nonqualified Stock Option (right to buy)	$12.8800	M	3163.0000	Disposed	2022-10-01	Common Stock (3163.0000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The number reflects a correction of a clerical error included in the reporting person's original Form 3.