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SCHWAB CHARLES CORP — Director's Dealing 2018
May 1, 2018
10451_dirs_2018-05-01_18ba1744-c965-4da7-8af9-25f72d0e2480.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-05-01
Reporting Person: Chandoha Marie A (President - CSIM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Common Stock | M | 22563.0000 | $30.1700 | Acquired | 37169.0000 | Indirect |
| 2018-05-01 | Common Stock | M | 14235.0000 | $42.9900 | Acquired | 51404.0000 | Indirect |
| 2018-05-01 | Common Stock | S | 14235.0000 | $55.2397 | Disposed | 37169.0000 | Indirect |
| 2018-05-01 | Common Stock | S | 22563.0000 | $55.2397 | Disposed | 14606.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 22563.0000 | Disposed | 2025-03-02 | Common Stock (22563.0000) | Direct |
| 2018-05-01 | Nonqualified Stock Option (right to buy) | $42.9900 | M | 14235.0000 | Disposed | 2027-03-01 | Common Stock (14235.0000) | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $55.12 to $55.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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