AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2018
May 23, 2018
10451_dirs_2018-05-23_34b79fdc-07b6-4b87-9a88-4aeffd7f8510.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-05-22
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-22 | Common Stock | M | 109501.0000 | $27.4500 | Acquired | 351503.8859 | Direct |
| 2018-05-22 | Common Stock | M | 101310.0000 | $28.4400 | Acquired | 452813.8859 | Direct |
| 2018-05-22 | Common Stock | M | 40489.0000 | $25.8600 | Acquired | 493302.8859 | Direct |
| 2018-05-22 | Common Stock | S | 40489.0000 | $59.7141 | Disposed | 452813.8859 | Direct |
| 2018-05-22 | Common Stock | S | 101310.0000 | $59.7141 | Disposed | 351503.8859 | Direct |
| 2018-05-22 | Common Stock | S | 109501.0000 | $59.7141 | Disposed | 242002.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-22 | Nonqualified Stock Option (right to buy) | $25.8600 | M | 40489.0000 | Disposed | 2024-03-03 | Common Stock (40489.0000) | Direct |
| 2018-05-22 | Nonqualified Stock Option (right to buy) | $27.4500 | M | 109501.0000 | Disposed | 2024-08-01 | Common Stock (109501.0000) | Direct |
| 2018-05-22 | Nonqualified Stock Option (right to buy) | $28.4400 | M | 101310.0000 | Disposed | 2024-11-03 | Common Stock (101310.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6054.1580 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2308.6212 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $59.70 to $59.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
More from SCHWAB CHARLES CORP
Share Issue/Capital Change
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 22
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 20
Capital/Financing Update
2026
May 18
Capital/Financing Update
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Capital/Financing Update
2026
Apr 22
Capital/Financing Update
2026
Apr 22