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SCHWAB CHARLES CORP — Director's Dealing 2018
Aug 17, 2018
10451_dirs_2018-08-17_dcad6f63-0a0f-454e-b56e-676e535263ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-08-16
Reporting Person: DODDS CHRISTOPHER V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-16 | Common Stock | M | 8548.0000 | $31.2100 | Acquired | 468116.0000 | Indirect |
| 2018-08-16 | Common Stock | M | 3933.0000 | $28.9600 | Acquired | 472049.0000 | Indirect |
| 2018-08-16 | Common Stock | M | 1791.0000 | $38.3300 | Acquired | 473840.0000 | Indirect |
| 2018-08-16 | Common Stock | M | 1446.0000 | $29.6800 | Acquired | 475286.0000 | Indirect |
| 2018-08-16 | Common Stock | S | 1446.0000 | $51.1403 | Disposed | 473840.0000 | Indirect |
| 2018-08-16 | Common Stock | S | 1791.0000 | $51.1403 | Disposed | 472049.0000 | Indirect |
| 2018-08-16 | Common Stock | S | 3933.0000 | $51.1403 | Disposed | 468116.0000 | Indirect |
| 2018-08-16 | Common Stock | S | 8548.0000 | $51.1403 | Disposed | 459568.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-16 | Nonqualified Stock Option (right to buy) | $31.2100 | M | 8548.0000 | Disposed | 2025-05-15 | Common Stock (8548.0000) | Direct |
| 2018-08-16 | Nonqualified Stock Option (right to buy) | $38.3300 | M | 1791.0000 | Disposed | 2027-05-18 | Common Stock (1791.0000) | Direct |
| 2018-08-16 | Nonqualified Stock Option (right to buy) | $28.9600 | M | 3933.0000 | Disposed | 2026-05-19 | Common Stock (3933.0000) | Direct |
| 2018-08-16 | Nonqualified Stock Option (right to buy) | $29.6800 | M | 1446.0000 | Disposed | 2024-12-11 | Common Stock (1446.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7592.0000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 5/15/2016.
F3: The date first exercisable is 5/18/2018.
F4: The date first exercisable is 5/19/2017.
F5: The date first exercisable is 12/11/2015.