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SCHWAB CHARLES CORP — Director's Dealing 2018
May 23, 2018
10451_dirs_2018-05-23_f6f6e8b0-dab2-4252-abc3-1bc2e0af2db9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-05-22
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-22 | Common Stock | M | 29678.0000 | $25.8600 | Acquired | 82527.8091 | Indirect |
| 2018-05-22 | Common Stock | S | 29678.0000 | $59.8152 | Disposed | 52849.8091 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-22 | Nonqualified Stock Option (right to buy) | $25.8600 | M | 29678.0000 | Disposed | 2024-03-03 | Common Stock (29678.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3444.5640 | Indirect |
| Common Stock | 621.8960 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $59.80 to $59.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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