AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2018
Apr 24, 2018
10451_dirs_2018-04-24_cdbefc38-e670-4959-b5b3-ad64753ee132.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-04-24
Reporting Person: Kallsen Terri R (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-24 | Common Stock | M | 18803.0000 | $30.1700 | Acquired | 18803.0000 | Indirect |
| 2018-04-24 | Common Stock | M | 17482.0000 | $26.3900 | Acquired | 36285.0000 | Indirect |
| 2018-04-24 | Common Stock | S | 17482.0000 | $55.8873 | Disposed | 18803.0000 | Indirect |
| 2018-04-24 | Common Stock | S | 18803.0000 | $55.8873 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-24 | Nonqualified Stock Option (right to buy) | $26.3900 | M | 17482.0000 | Disposed | 2026-03-01 | Common Stock (17482.0000) | Direct |
| 2018-04-24 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 18803.0000 | Disposed | 2025-03-02 | Common Stock (18803.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1706.0000 | Direct |
| Common Stock | 770.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
More from SCHWAB CHARLES CORP
Share Issue/Capital Change
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 22
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 20
Capital/Financing Update
2026
May 18
Capital/Financing Update
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Capital/Financing Update
2026
Apr 22
Capital/Financing Update
2026
Apr 22