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SCHWAB CHARLES CORP — Director's Dealing 2018
Nov 6, 2018
10451_dirs_2018-11-06_5701f34c-8bd2-4193-861f-4151e3790176.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-11-05
Reporting Person: Chandoha Marie A (President - CSIM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-05 | Common Stock | M | 7794.0000 | $28.4400 | Acquired | 12400.0000 | Indirect |
| 2018-11-05 | Common Stock | S | 4606.0000 | $47.1616 | Disposed | 7794.0000 | Indirect |
| 2018-11-05 | Common Stock | S | 7794.0000 | $47.1888 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-05 | Nonqualified Stock Option (right to buy) | $28.4400 | M | 7794.0000 | Disposed | 2024-11-03 | Common Stock (7794.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $47.15 to $47.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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