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SCHWAB CHARLES CORP — Director's Dealing 2018
May 21, 2018
10451_dirs_2018-05-21_170d833a-7ed3-42a5-a173-b2c09bfaba50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-05-21
Reporting Person: Craig Jonathan M. (Senior EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-21 | Common Stock | M | 10000.0000 | $12.8800 | Acquired | 10000.0000 | Indirect |
| 2018-05-21 | Common Stock | S | 10000.0000 | $60.0001 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-21 | Nonqualified Stock Option (right to buy) | $12.8800 | M | 10000.0000 | Disposed | 2022-10-01 | Common Stock (10000.0000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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