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SCHWAB CHARLES CORP — Director's Dealing 2018
May 7, 2018
10451_dirs_2018-05-07_7222c01a-fbd9-4baf-a10d-fb2ba703c1f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-05-07
Reporting Person: Garfield David R (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-07 | Common Stock | M | 14988.0000 | $26.3900 | Acquired | 33084.0000 | Direct |
| 2018-05-07 | Common Stock | M | 12786.0000 | $30.1700 | Acquired | 45870.0000 | Direct |
| 2018-05-07 | Common Stock | M | 9556.0000 | $42.9900 | Acquired | 55426.0000 | Direct |
| 2018-05-07 | Common Stock | S | 9556.0000 | $57.0069 | Disposed | 45870.0000 | Direct |
| 2018-05-07 | Common Stock | S | 12786.0000 | $57.0069 | Disposed | 33084.0000 | Direct |
| 2018-05-07 | Common Stock | S | 14988.0000 | $57.0069 | Disposed | 18096.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-07 | Nonqualified Stock Option (right to buy) | $26.3900 | M | 14988.0000 | Disposed | 2026-03-01 | Common Stock (14988.0000) | Direct |
| 2018-05-07 | Nonqualified Stock Option (right to buy) | $42.9900 | M | 9556.0000 | Disposed | 2027-03-01 | Common Stock (9556.0000) | Direct |
| 2018-05-07 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 12786.0000 | Disposed | 2025-03-02 | Common Stock (12786.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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