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SCHWAB CHARLES CORP — Director's Dealing 2018
Feb 26, 2018
10451_dirs_2018-02-26_a7bb080a-b429-4c45-8dc6-ed1142dd0de7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-02-26
Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-26 | Common Stock | M | 15000.0000 | $16.4000 | Acquired | 38578.7055 | Direct |
| 2018-02-26 | Common Stock | S | 15000.0000 | $53.2823 | Disposed | 23578.7055 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-26 | Nonqualified Stock Option (right to buy) | $16.4000 | M | 15000.0000 | Disposed | 2023-03-01 | Common Stock (15000.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 3/01/2014.
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