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SCHWAB CHARLES CORP — Director's Dealing 2018
Dec 14, 2018
10451_dirs_2018-12-14_8ee79468-4ca5-47ac-b673-f7449c1a1715.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2018-12-13
Reporting Person: WILSON ROBERT N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-13 | Common Stock | M | 16491.0000 | $12.6600 | Acquired | 183980.0000 | Direct |
| 2018-12-13 | Common Stock | M | 14345.0000 | $19.2100 | Acquired | 198325.0000 | Direct |
| 2018-12-13 | Common Stock | M | 11344.0000 | $17.6200 | Acquired | 209669.0000 | Direct |
| 2018-12-13 | Common Stock | F | 4787.0000 | $41.7475 | Disposed | 204882.0000 | Direct |
| 2018-12-13 | Common Stock | F | 5000.0000 | $41.7475 | Disposed | 199882.0000 | Direct |
| 2018-12-13 | Common Stock | F | 6600.0000 | $41.7475 | Disposed | 193282.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-13 | Nonqualified Stock Option (right to buy) | $17.6200 | M | 11344.0000 | Disposed | 2021-05-19 | Common Stock (11344.0000) | Direct |
| 2018-12-13 | Nonqualified Stock Option (right to buy) | $19.2100 | M | 14345.0000 | Disposed | 2023-05-20 | Common Stock (14345.0000) | Direct |
| 2018-12-13 | Nonqualified Stock Option (right to buy) | $12.6600 | M | 16491.0000 | Disposed | 2022-05-21 | Common Stock (16491.0000) | Direct |
Footnotes
F1: The date first exercisable is 5/19/2012.
F2: The date first exercisable is 5/20/2014.
F3: The date first exercisable is 5/21/2013.
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