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SCHWAB CHARLES CORP — Director's Dealing 2017
Feb 14, 2017
10451_dirs_2017-02-14_7b064d3e-2b9d-41bc-8b04-3b66a1848002.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-02-13
Reporting Person: Goldfarb Mark A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-13 | Common Stock | M | 14345.0000 | $19.2100 | Acquired | 35492.0000 | Direct |
| 2017-02-13 | Common Stock | M | 1343.0000 | $13.6700 | Acquired | 36835.0000 | Direct |
| 2017-02-13 | Common Stock | S | 15688.0000 | $40.9375 | Disposed | 21147.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-13 | Nonqualified Stock Option (right to buy) | $19.2100 | M | 14345.0000 | Disposed | 2023-05-20 | Common Stock (14345.0000) | Direct |
| 2017-02-13 | Nonqualified Stock Option (right to buy) | $13.6700 | M | 1343.0000 | Disposed | 2022-12-12 | Common Stock (1343.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $40.86 to $40.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The date first exercisable is 5/20/14.
F3: The date first exercisable is 12/12/13.
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