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SCHWAB CHARLES CORP — Director's Dealing 2017
Oct 20, 2017
10451_dirs_2017-10-20_674f1b95-79c0-4819-9693-49320e964f60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-10-18
Reporting Person: WILSON ROBERT N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-18 | Common Stock | M | 11082.0000 | $17.3800 | Acquired | 162033.0000 | Direct |
| 2017-10-18 | Common Stock | M | 8356.0000 | $18.0000 | Acquired | 170389.0000 | Direct |
| 2017-10-18 | Common Stock | M | 7486.0000 | $22.3900 | Acquired | 177875.0000 | Direct |
| 2017-10-18 | Common Stock | F | 3457.0000 | $43.4986 | Disposed | 174418.0000 | Direct |
| 2017-10-18 | Common Stock | F | 3853.0000 | $43.4986 | Disposed | 170565.0000 | Direct |
| 2017-10-18 | Common Stock | F | 4427.0000 | $43.4986 | Disposed | 166138.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-18 | Nonqualified Stock Option (right to buy) | $17.3800 | M | 11082.0000 | Disposed | 2020-05-17 | Common Stock (11082.0000) | Direct |
| 2017-10-18 | Nonqualified Stock Option (right to buy) | $18.0000 | M | 8356.0000 | Disposed | 2019-05-18 | Common Stock (8356.0000) | Direct |
| 2017-10-18 | Nonqualified Stock Option (right to buy) | $22.3900 | M | 7486.0000 | Disposed | 2018-05-19 | Common Stock (7486.0000) | Direct |
Footnotes
F1: The option was first exercisable on May 17, 2011.
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