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SCHWAB CHARLES CORP — Director's Dealing 2017
Dec 4, 2017
10451_dirs_2017-12-04_a128f116-646b-45b4-86fb-9f08278d10b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-12-04
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-04 | Common Stock | M | 156100.0000 | $23.1200 | Acquired | 433563.8859 | Direct |
| 2017-12-04 | Common Stock | S | 156100.0000 | $50.0475 | Disposed | 277463.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-04 | Nonqualified Stock Option (right to buy) | $23.1200 | M | 156100.0000 | Disposed | 2023-11-01 | Common Stock (156100.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5980.6120 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2304.2571 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $49.82 to $50.5501. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.