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SCHWAB CHARLES CORP Director's Dealing 2017

Jul 19, 2017

10451_dirs_2017-07-19_914e90f4-7eb0-43aa-9f92-8a2ed0514cc6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-07-19

Reporting Person: MARTINETTO JOSEPH R (Senior EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-19 Common Stock M 52045.0000 $15.0000 Acquired 207961.0000 Direct
2017-07-19 Common Stock M 37285.0000 $15.4300 Acquired 245246.0000 Direct
2017-07-19 Common Stock S 37285.0000 $42.5067 Disposed 207961.0000 Direct
2017-07-19 Common Stock S 52045.0000 $42.5067 Disposed 155916.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-19 Nonqualified Stock Option (right to buy) $15.0000 M 52045.0000 Disposed 2020-08-02 Common Stock (52045.0000) Direct
2017-07-19 Nonqualified Stock Option (right to buy) $15.4300 M 37285.0000 Disposed 2020-11-01 Common Stock (37285.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 614.3430 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.