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SCHWAB CHARLES CORP — Director's Dealing 2017
Jul 19, 2017
10451_dirs_2017-07-19_914e90f4-7eb0-43aa-9f92-8a2ed0514cc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-07-19
Reporting Person: MARTINETTO JOSEPH R (Senior EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-19 | Common Stock | M | 52045.0000 | $15.0000 | Acquired | 207961.0000 | Direct |
| 2017-07-19 | Common Stock | M | 37285.0000 | $15.4300 | Acquired | 245246.0000 | Direct |
| 2017-07-19 | Common Stock | S | 37285.0000 | $42.5067 | Disposed | 207961.0000 | Direct |
| 2017-07-19 | Common Stock | S | 52045.0000 | $42.5067 | Disposed | 155916.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-19 | Nonqualified Stock Option (right to buy) | $15.0000 | M | 52045.0000 | Disposed | 2020-08-02 | Common Stock (52045.0000) | Direct |
| 2017-07-19 | Nonqualified Stock Option (right to buy) | $15.4300 | M | 37285.0000 | Disposed | 2020-11-01 | Common Stock (37285.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 614.3430 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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