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SCHWAB CHARLES CORP Director's Dealing 2017

Nov 3, 2017

10451_dirs_2017-11-03_e8b7b3be-e72d-4212-a85f-d380d4cab189.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-03

Reporting Person: Garfield David R (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-03 Common Stock M 35069.0000 $28.4400 Acquired 48693.0000 Direct
2017-11-03 Common Stock M 25572.0000 $30.1700 Acquired 74265.0000 Direct
2017-11-03 Common Stock M 14988.0000 $26.3900 Acquired 89253.0000 Direct
2017-11-03 Common Stock S 14988.0000 $44.5847 Disposed 74265.0000 Direct
2017-11-03 Common Stock S 25572.0000 $44.5847 Disposed 48693.0000 Direct
2017-11-03 Common Stock S 35069.0000 $44.5847 Disposed 13624.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-03 Nonqualified Stock Option (right to buy) $26.3900 M 14988.0000 Disposed 2026-03-01 Common Stock (14988.0000) Direct
2017-11-03 Nonqualified Stock Option (right to buy) $30.1700 M 25572.0000 Disposed 2025-03-02 Common Stock (25572.0000) Direct
2017-11-03 Nonqualified Stock Option (right to buy) $28.4400 M 35069.0000 Disposed 2024-11-03 Common Stock (35069.0000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.