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SCHWAB CHARLES CORP — Director's Dealing 2017
Jun 30, 2017
10451_dirs_2017-06-30_287b5db4-b06e-4ce9-87b6-b120153bbc45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-06-29
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-29 | Common Stock | M | 400.0000 | $15.4300 | Acquired | 53249.8091 | Indirect |
| 2017-06-29 | Common Stock | S | 400.0000 | $44.0000 | Disposed | 52849.8091 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-29 | Nonqualified Stock Option (right to buy) | $15.4300 | M | 400.0000 | Disposed | 2020-11-01 | Common Stock (400.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3418.0160 | Indirect |
| Common Stock | 614.3410 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2017.
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