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SCHWAB CHARLES CORP — Director's Dealing 2017
Jul 5, 2017
10451_dirs_2017-07-05_37c175cc-fbfc-4d9a-8c09-391d0512b0bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-07-03
Reporting Person: HERRINGER FRANK C (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-03 | Restricted Stock Units | $ | A | 777.0000 | Acquired | Common Stock (777.0000) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of company stock.
F2: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
F3: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
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