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SCHWAB CHARLES CORP — Director's Dealing 2017
Apr 20, 2017
10451_dirs_2017-04-20_7f9b6bbf-88ed-48b0-8298-9f3e54c92856.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-04-19
Reporting Person: Kallsen Terri R (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-19 | Common Stock | S | 2456.0000 | $38.4169 | Disposed | 155.0000 | Indirect |
| 2017-04-19 | Common Stock | M | 22482.0000 | $26.3900 | Acquired | 24666.0000 | Indirect |
| 2017-04-19 | Common Stock | S | 2184.0000 | $38.4154 | Disposed | 22482.0000 | Indirect |
| 2017-04-19 | Common Stock | S | 22482.0000 | $38.3514 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-19 | Nonqualified Stock Option (right to buy) | $26.3900 | M | 22482.0000 | Disposed | 2026-03-01 | Common Stock (22482.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5212.0000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.389 to $38.425. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $38.025 to $38.445. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $38.405 to $38.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.