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SCHWAB CHARLES CORP — Director's Dealing 2017
Dec 7, 2017
10451_dirs_2017-12-07_94b4b6fb-fd07-4799-b56c-aa5b8f0f34a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-12-05
Reporting Person: Crawford Peter B. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-05 | Common Stock | M | 12459.0000 | $15.4300 | Acquired | 23173.0000 | Indirect |
| 2017-12-05 | Common Stock | S | 12459.0000 | $51.5800 | Disposed | 10714.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-05 | Nonqualified Stock Option (right to buy) | $15.4300 | M | 12459.0000 | Disposed | 2020-11-01 | Common Stock (12459.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7652.0000 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $51.43 to $51.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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