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SCHWAB CHARLES CORP — Director's Dealing 2017
Apr 26, 2017
10451_dirs_2017-04-26_a93ead72-6e10-4d6e-8068-92070e06ce1d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-04-26
Reporting Person: BECHTLE NANCY H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-26 | Common Stock | M | 7823.0000 | $20.1354 | Acquired | 217806.0000 | Indirect |
| 2017-04-26 | Common Stock | S | 7823.0000 | $39.8453 | Disposed | 209983.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-26 | Nonqualified Stock Option (right to buy) | $20.1354 | M | 7823.0000 | Disposed | 2017-05-21 | Common Stock (7823.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5493.0000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $39.79 to $39.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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