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SCHWAB CHARLES CORP — Director's Dealing 2017
Nov 30, 2017
10451_dirs_2017-11-30_faf5ed50-7d4f-4a6d-a509-c2f93a0a8bd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-30
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock | M | 32350.0000 | $22.6700 | Acquired | 85199.8091 | Indirect |
| 2017-11-30 | Common Stock | S | 32350.0000 | $49.1621 | Disposed | 52849.8091 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Nonqualified Stock Option (right to buy) | $22.6700 | M | 32350.0000 | Disposed | 2023-08-01 | Common Stock (32350.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3418.0160 | Indirect |
| Common Stock | 614.3410 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $49.085 to $49.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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