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SCHWAB CHARLES CORP — Director's Dealing 2017
Nov 27, 2017
10451_dirs_2017-11-27_c25916ee-6231-495f-9e70-6b5e378afa35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-22
Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-22 | Common Stock | M | 10000.0000 | $13.6400 | Acquired | 33441.4499 | Direct |
| 2017-11-22 | Common Stock | S | 10000.0000 | $45.7874 | Disposed | 23441.4499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-22 | Nonqualified Stock Option (right to buy) | $13.6400 | M | 10000.0000 | Disposed | 2022-11-01 | Common Stock (10000.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $45.7700 to $45.8100. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option was first exercisable on November 1, 2013.
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