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SCHWAB CHARLES CORP Director's Dealing 2017

Nov 27, 2017

10451_dirs_2017-11-27_c25916ee-6231-495f-9e70-6b5e378afa35.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-22

Reporting Person: Murtagh Nigel J (EVP - Corporate Risk)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-22 Common Stock M 10000.0000 $13.6400 Acquired 33441.4499 Direct
2017-11-22 Common Stock S 10000.0000 $45.7874 Disposed 23441.4499 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-22 Nonqualified Stock Option (right to buy) $13.6400 M 10000.0000 Disposed 2022-11-01 Common Stock (10000.0000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $45.7700 to $45.8100. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The option was first exercisable on November 1, 2013.