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SCHWAB CHARLES CORP — Director's Dealing 2017
Nov 27, 2017
10451_dirs_2017-11-27_d30b4afe-a85e-4cda-a5ca-9d8308b17d10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-27
Reporting Person: Chandoha Marie A (President - CSIM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-27 | Common Stock | M | 33845.0000 | $30.1700 | Acquired | 33845.0000 | Indirect |
| 2017-11-27 | Common Stock | M | 22482.0000 | $26.3900 | Acquired | 56327.0000 | Indirect |
| 2017-11-27 | Common Stock | S | 22482.0000 | $45.8588 | Disposed | 33845.0000 | Indirect |
| 2017-11-27 | Common Stock | S | 33845.0000 | $45.8588 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-27 | Nonqualified Stock Option (right to buy) | $30.1700 | M | 33845.0000 | Disposed | 2025-03-02 | Common Stock (33845.0000) | Direct |
| 2017-11-27 | Nonqualified Stock Option (right to buy) | $26.3900 | M | 22482.0000 | Disposed | 2026-03-01 | Common Stock (22482.0000) | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $45.85 to $45.885. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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