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SCHWAB CHARLES CORP — Director's Dealing 2017
Jul 21, 2017
10451_dirs_2017-07-21_b3396ef7-c98c-4e96-aeb7-ae8db574e804.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-07-20
Reporting Person: MARTINETTO JOSEPH R (Senior EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-20 | Common Stock | M | 54952.0000 | $18.6600 | Acquired | 210868.0000 | Direct |
| 2017-07-20 | Common Stock | M | 44944.0000 | $18.2500 | Acquired | 255812.0000 | Direct |
| 2017-07-20 | Common Stock | M | 15746.0000 | $15.4300 | Acquired | 271558.0000 | Direct |
| 2017-07-20 | Common Stock | S | 15746.0000 | $42.1000 | Disposed | 255812.0000 | Direct |
| 2017-07-20 | Common Stock | S | 44944.0000 | $42.1000 | Disposed | 210868.0000 | Direct |
| 2017-07-20 | Common Stock | S | 54952.0000 | $42.1000 | Disposed | 155916.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-20 | Nonqualified Stock Option (right to buy) | $18.2500 | M | 44944.0000 | Disposed | 2020-03-01 | Common Stock (44944.0000) | Direct |
| 2017-07-20 | Nonqualified Stock Option (right to buy) | $18.6600 | M | 54952.0000 | Disposed | 2021-03-01 | Common Stock (54952.0000) | Direct |
| 2017-07-20 | Nonqualified Stock Option (right to buy) | $15.4300 | M | 15746.0000 | Disposed | 2020-11-01 | Common Stock (15746.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 614.3430 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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