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SCHWAB CHARLES CORP Director's Dealing 2017

Jul 21, 2017

10451_dirs_2017-07-21_b3396ef7-c98c-4e96-aeb7-ae8db574e804.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-07-20

Reporting Person: MARTINETTO JOSEPH R (Senior EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-20 Common Stock M 54952.0000 $18.6600 Acquired 210868.0000 Direct
2017-07-20 Common Stock M 44944.0000 $18.2500 Acquired 255812.0000 Direct
2017-07-20 Common Stock M 15746.0000 $15.4300 Acquired 271558.0000 Direct
2017-07-20 Common Stock S 15746.0000 $42.1000 Disposed 255812.0000 Direct
2017-07-20 Common Stock S 44944.0000 $42.1000 Disposed 210868.0000 Direct
2017-07-20 Common Stock S 54952.0000 $42.1000 Disposed 155916.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-20 Nonqualified Stock Option (right to buy) $18.2500 M 44944.0000 Disposed 2020-03-01 Common Stock (44944.0000) Direct
2017-07-20 Nonqualified Stock Option (right to buy) $18.6600 M 54952.0000 Disposed 2021-03-01 Common Stock (54952.0000) Direct
2017-07-20 Nonqualified Stock Option (right to buy) $15.4300 M 15746.0000 Disposed 2020-11-01 Common Stock (15746.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 614.3430 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.