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SCHWAB CHARLES CORP — Director's Dealing 2017
Nov 8, 2017
10451_dirs_2017-11-08_a46c0d3b-73a0-45fa-9379-f422d13dfeda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-08
Reporting Person: Chandoha Marie A (President - CSIM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-08 | Common Stock | M | 9006.0000 | $23.1200 | Acquired | 9006.0000 | Indirect |
| 2017-11-08 | Common Stock | M | 7793.0000 | $28.4400 | Acquired | 16799.0000 | Indirect |
| 2017-11-08 | Common Stock | S | 7793.0000 | $44.3129 | Disposed | 9006.0000 | Indirect |
| 2017-11-08 | Common Stock | S | 9006.0000 | $44.3129 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-08 | Nonqualified Stock Option (right to buy) | $23.1200 | M | 9006.0000 | Disposed | 2023-11-01 | Common Stock (9006.0000) | Direct |
| 2017-11-08 | Nonqualified Stock Option (right to buy) | $28.4400 | M | 7793.0000 | Disposed | 2024-11-03 | Common Stock (7793.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $44.30 to $44.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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