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SCHWAB CHARLES CORP Director's Dealing 2017

Nov 30, 2017

10451_dirs_2017-11-30_4fe6a1d1-9d4e-46a2-9cea-229f8b89779c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-30

Reporting Person: Bettinger Walter W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Common Stock M 168220.0000 $22.6700 Acquired 445683.8859 Direct
2017-11-30 Common Stock S 168220.0000 $49.1028 Disposed 277463.8859 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-30 Nonqualified Stock Option (right to buy) $22.6700 M 168220.0000 Disposed 2023-08-01 Common Stock (168220.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5980.6120 Indirect
Common Stock 1277.0000 Indirect
Common Stock 2290.9157 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $49.10 to $49.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.