AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2017
Nov 30, 2017
10451_dirs_2017-11-30_4fe6a1d1-9d4e-46a2-9cea-229f8b89779c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2017-11-30
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock | M | 168220.0000 | $22.6700 | Acquired | 445683.8859 | Direct |
| 2017-11-30 | Common Stock | S | 168220.0000 | $49.1028 | Disposed | 277463.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Nonqualified Stock Option (right to buy) | $22.6700 | M | 168220.0000 | Disposed | 2023-08-01 | Common Stock (168220.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5980.6120 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2290.9157 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $49.10 to $49.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
More from SCHWAB CHARLES CORP
Share Issue/Capital Change
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 22
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 20
Capital/Financing Update
2026
May 18
Capital/Financing Update
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Capital/Financing Update
2026
Apr 22
Capital/Financing Update
2026
Apr 22