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SCHWAB CHARLES CORP — Director's Dealing 2014
Dec 17, 2014
10451_dirs_2014-12-17_9d368c0e-e1d8-42ff-a8a5-2bb1e3190487.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-12-11
Reporting Person: Kallsen Terri R (EVP - Investor Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18706.0000 | Direct |
| Common Stock | 2456.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $12.1000 | 2022-06-01 | Common Stock (9843.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $13.6400 | 2022-11-01 | Common Stock (15000.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $23.1200 | 2023-11-01 | Common Stock (15851.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $28.4400 | 2024-11-03 | Common Stock (16210.0000) | Direct |
Footnotes
F1: The reported holding constitute grants of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan or 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.
F2: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.