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SCHWAB CHARLES CORP — Director's Dealing 2014
Nov 7, 2014
10451_dirs_2014-11-07_cef25986-d7d9-4dc1-a5ab-b0f3fd6e3d81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-11-06
Reporting Person: Allen Jay L (EVP and Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-06 | Common Stock | S | 1742.0000 | $28.6958 | Disposed | 7920.5645 | Indirect |
| 2014-11-06 | Common Stock | S | 2267.0000 | $28.6894 | Disposed | 5653.5645 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1712.0000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
F2: This transaction was executed in multiple trades at prices ranging from $28.58 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $28.53 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.