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SCHWAB CHARLES CORP — Director's Dealing 2014
May 1, 2014
10451_dirs_2014-05-01_9162d6fa-cbfb-481d-9772-2c36180b1424.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-04-29
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-29 | Common Stock | S | 125000.0000 | $26.5940 | Disposed | 1228448.0000 | Direct |
| 2014-04-30 | Common Stock | S | 250000.0000 | $26.4684 | Disposed | 978448.0000 | Direct |
| 2014-05-01 | Common Stock | S | 125000.0000 | $26.5951 | Disposed | 853448.0000 | Direct |
| 2014-04-29 | Common Stock | S | 250000.0000 | $26.5939 | Disposed | 115877962.0000 | Indirect |
| 2014-04-30 | Common Stock | S | 500000.0000 | $26.4683 | Disposed | 115377962.0000 | Indirect |
| 2014-05-01 | Common Stock | S | 250000.0000 | $26.5948 | Disposed | 115127962.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38137941.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $26.545 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $26.28 to $26.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $26.43 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $26.55 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $26.31 to $26.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $26.42 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.