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SCHWAB CHARLES CORP — Director's Dealing 2014
Dec 15, 2014
10451_dirs_2014-12-15_1b9a775b-f507-4ab1-a168-cd6b2d15e247.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-12-11
Reporting Person: DODDS CHRISTOPHER V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-11 | Common Stock | A | 391.0000 | $0.0000 | Acquired | 3584.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-11 | Nonqualified Stock Option (right to buy) | $29.6800 | A | 1446.0000 | Acquired | 2024-12-11 | Common Stock (1446.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 469276.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
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